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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-22 |
| MO | RA | APPROVED | 2007-02-12 |
Branch Locations
7733 Forsyth Blvd. Suite 1000, Clayton, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Clayton | MO | 11/2007 | Present |
1. Collinsville Charities for Children; 407 Beltline Rd #114, Collinsville, IL 62234; Charity that strives to raise funds for supporting children in need; Board Member; Raise awareness and assist in fundraising events; 02/02/2022; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Collinsville Charities for Children; 304 Autumn Ridge Dr, Collinsville, IL 62234; Fundraising for assisting Collinsville area children with shoes, etc; President of the Board; Assist in organization of fundraising events, distribution of items to children; 01/05/2022; 10 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-31 |
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