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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-18 |
| TX | RA | APPROVED_RES | 2017-03-02 |
Branch Locations
350 Essjay Road Suite 300, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 10/2001 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 10/2001 | Present |
1. Power of Attorney & Executor, Trustee for wife, Mary Anne. Agent of record on Roth IRA and NQ annuity 2.Board member/officer/director of the Ketch Court Property Owner's Association. Ketch Court Hilton Head Island, SC 29928.Review financials and financial activity and look over financial statements and transactions. Discuss various issues that arise and then vote on the resolutions. Started on 11/01/2014 and dedicate 1 hour per month. The compensation is 0 dollars and 0 hours are spent during securities training hours. 3. CPA Tax prep and advice, 92 Baron Court Getzville, NY 14068. Started 01/01/2002.10 to 15 hours spent per month, comp $100 to $150 per month. 4. Rental property, 880 Ketch Court Hilton Head Island, SC29928. Start date 11/01/2003. 3 hours spent per month and 10000 comp per year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-11-15 |
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