Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-26 |
| IL | RA | APPROVED | 2019-02-07 |
Branch Locations
3000 Happy Landing Dr., Springfield, IL 62711 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Springfield | IL | 05/2003 | Present |
1. 5/20/2016: Shore Thing Gundogs - Not Investment Related - Home Based - Other-Business Owner - Started 05/30/2016 - 2 Hours Per Month/0 Hours During Securities Trading - Owner of a Dog Kennel. Also dog trainer specializing in hunting dogs. 2. 5/23/2019 - Shores Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/08/2019 - 160 Hours Per Month/130 Hours During Securities Trading. 3. 3/17/2020 - Shores Financial LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Started 03/05/2020 - 2 Hours Per Month During Securities Trading. 4. 3/16/2021 - Essential Wealth Strategies - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 3/15/2021 - 1 Hour Per Month/1 Hour During Securities Trading 5. 06/13/2023 - Village of Thayer - Not Investment Related - Thayer, IL - Non-Profit Board Member - Start Date 05/08/2023 - 5 Hours Per Month/ 0 Hours During Securities Trading 6. 04/23/2024 - Kelly Shores Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/22/2024 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-09 |
Reach out to this advisor