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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-09-18
TX RA APPROVED_RES 2024-09-17
  • PA RA
    APPROVED
    Since 2024-09-18
  • TX RA
    APPROVED_RES
    Since 2024-09-17

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

500 Office Center Dr. Suite 400, Fort Washington, PA 19034 • United States

500 Office Center Dr.STe 400, Fort Washington, PA 19034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lancaster PA 07/2010 03/2020
Ameriprise Financial Services, Llc Doylestown PA 03/2020 09/2024
Lpl Financial Fort Washington PA 09/2024 Present
  • 07/2010 → 03/2020
    Ameriprise Financial Services, Inc.
    Lancaster, PA
  • 03/2020 → 09/2024
    Doylestown, PA
  • 09/2024 → Present
    Lpl Financial
    Fort Washington, PA
Previous Registrations
Other Businesses

1) 08/2024 - Firethorn Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-11-26
  • S66 Uniform Combined State Law Examination
    2001-11-26

View on SEC IAPD

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