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Larry David Holmes

Wells Fargo Clearing Services, LLC

Lutherville, MD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-25
MD RA APPROVED 2013-03-28
  • TX RA
    APPROVED
    Since 2023-04-25
  • MD RA
    APPROVED
    Since 2013-03-28

Branch Locations

2350 W Joppa Rd Greenspring Center, Lutherville, MD 21093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Lutherville MD 03/2013 11/2016
Wells Fargo Clearing Services, Llc Lutherville MD 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2013-04-29
    Morgan Stanley
    Baltimore, MD
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Pikesville, MD
    Pikesville, MD
    Pikesville, MD
    New York, NY
    New York, NY
    Pikesville, MD
  • 2004-09-03 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Pikesville, MD
Other Businesses

CO-TRUSTEE FOR GRANDFATHER'S TRUST, INV RELATED, MONROEVILLE, NJ, START: 9/1/2021, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-02
  • S66 Uniform Combined State Law Examination
    2004-09-02
Designations
Other Names
  • Larry David Holmes
  • Larry David Holmes Jr.
  • Larry David Holmes
  • Larry David Holmes Jr.
  • Larry David Holmes
  • Larry D Holmes Jr.

View on SEC IAPD

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HARBOR INVESTMENT ADVISORY, LLC · LUTHERVILLE, MD
BLACK DIAMOND FINANCIAL, LLC · LUTHERVILLE, MD
CORBYN INVESTMENT MANAGEMENT INC · LUTHERVILLE, MD
MORGAN STANLEY · Lutherville, MD
SUMMIT FINANCIAL, LLC · LUTHERVILLE, MD
KESTRA ADVISORY SERVICES, LLC · Lutherville, MD
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