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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-24
CO RA APPROVED 2007-10-11
  • TX RA
    APPROVED_RES
    Since 2020-01-24
  • CO RA
    APPROVED
    Since 2007-10-11

Branch Locations

102 North Cascade Avenue Suite 600, Colorado Springs, CO 80903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Colorado Springs CO 10/2007 Present
Previous Registrations
Other Businesses

(1)Name of Business: Goodwill of Colorado Foundation Board Address: 1460 Garden of the Gods Rd , Colorado Springs , CO, 80904, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 12/19/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: work with the Foundation to ensure investments are appropriate and serving their intended purpose

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-29
  • S66 Uniform Combined State Law Examination
    2004-03-29
Other Names
  • Stacey Justice Johnston

View on SEC IAPD

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