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Jason James Stevens

Sprott Asset Management Usa Inc.

Darien, CT

CRD 4461619

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Employer firm

Sprott Asset Management Usa Inc. CRD 139022

$10.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Sprott Asset Management Usa Inc.

320 Post Road Suite 230, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-04-23
  • CA RA
    APPROVED
    Since 2015-04-23

Branch Locations

320 Post Road Suite 230, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sprott Global Resource Investments, Ltd. Carlsbad CA 04/2002 Present
Sprott Asset Management Usa, Inc. Carlsbad CA 03/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-23
S63 Uniform Securities Agent State Law Examination 2002-06-17
  • S65 Uniform Investment Adviser Law Examination
    2015-03-23
  • S63 Uniform Securities Agent State Law Examination
    2002-06-17

View on SEC IAPD

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