Best Investors Account Sign in

Jason James Stevens

Sprott Asset Management Usa Inc.

Darien, CT

Claim This Profile
Current Employers
Sprott Asset Management Usa Inc.

320 Post Road Suite 230, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-04-23
  • CA RA
    APPROVED
    Since 2015-04-23

Branch Locations

320 Post Road Suite 230, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sprott Global Resource Investments, Ltd. Carlsbad CA 04/2002 Present
Sprott Asset Management Usa, Inc. Carlsbad CA 03/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-23
S63 Uniform Securities Agent State Law Examination 2002-06-17
  • S65 Uniform Investment Adviser Law Examination
    2015-03-23
  • S63 Uniform Securities Agent State Law Examination
    2002-06-17

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRESTWOOD ADVISORS
TEN COVES CAPITAL, LP
GENE ALEXANDER QUALMAN
SOLAS CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
STRATIS CAPITAL, LLC
OCCAM CREST MANAGEMENT LP

Other Investors

GRAHAM MARK MURRAY
PATRICK S WAYLAND
Christopher John Morley
ERICA L WESTFALL
Taylor Watts Marron
Edward G Naylor
FRANCOIS ALEXANDRE MORIN
BRIAN DANIEL CEGLARSKI

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DARIEN, CT
CRESTWOOD ADVISORS · Darien, CT
CRESTWOOD ADVISORS · Darien, CT
CRESTWOOD ADVISORS · Darien, CT
CRESTWOOD ADVISORS · Darien, CT
TEN COVES CAPITAL, LP · DARIEN, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DARIEN, CT
GENE ALEXANDER QUALMAN · DARIEN, CT

More in Darien, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor