Carrie Jane Dick

Current Employers

Employment History

• 01/2012 → 05/2024
  Commonwealth Financial Network
  Waltham, MA
• 04/2012 → 05/2024
  Kevin Dick Investment Management Group
  Payson, AZ
• 05/2024 → Present
  Kestra Investment Services, Llc
  Scottsdale, AZ
• 05/2024 → Present
  Kestra Advisory Services, Llc
  Scottsdale, AZ

Previous Registrations

• 2012-04-19 → 2024-05-02
  Commonwealth Financial Network
  Payson, AZ
  Scottsdale, AZ
  Flagstaff, AZ
  Tucson, AZ

Other Businesses

Business Name: WILLINGLEAF HOLDINGS, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2020 ADDRESS: 9136 N 81st St, Scottsdale AZ 85258, United States DESCRIPTION: Maintaining the building and collecting rents Business Name: FRASSINO HOLDINGS, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/15/2022 ADDRESS: 9136 N 81st St, Scottsdale AZ 85258, United States DESCRIPTION: Maintaining the property and collecting rents Business Name: KEVIN DICK INVESTMENT MANAGEMENT GROUP, LLC POSITION: President NATURE: Holding company INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/23/2009 ADDRESS: 8901 E Pima Center Parkway, Suite 205, Scottsdale AZ 85258, United States DESCRIPTION: Accounting and accounts payable Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Managing Director, President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 120 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735, United States DESCRIPTION: Servicing and advising clients in the capacity as an Investment Advisor Representative. Business Name: INTEGRATED TAX SOLUTIONS POSITION: Owner/Enrolled Agent* NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 8901 E Pima Center Pkwy, SUITE 205, Scottsdale AZ 85258, United States DESCRIPTION: Preparing and filing tax documents, tax planning throughout year *Enrolled agent accreditation in progress

Exams

• S66 Uniform Combined State Law Examination
  2012-03-22

Other Names

• Carrie Daniels