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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2011-09-12 |
| CA | RA | APPROVED | 2011-09-09 |
Branch Locations
19782 Macarthur Blvd Suite 270, Irvine, CA 92612 • United States
Hudson, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates Inc | Newport Beach | CA | 11/2000 | 06/2023 |
| Osaic Wealth, Inc. | Https://Gateway.fInra.oRg/App/Forms/U4/View/Dataen | CA | 06/2023 | Present |
1. BASKETBALL COACH POSITION: Camp Coach NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2019 ADDRESS: Gymnasiums, Gymnasiums, Hudson OH 44236, United States DESCRIPTION: Camp Coach 2. RBD TAX SERVICE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 13 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2007 ADDRESS: 185 Boston Mills Road, Hudson OH 44236, United States DESCRIPTION: Prepare taxes (numbers above average through the year) 3. RAYMOND B. DIETZ - INSURANCE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2001 ADDRESS: 185 Boston Mills Road, Hudson OH 44236, United States DESCRIPTION: Sell Life Insurance, Annuities, LTC, or Health Insurance to those in need. 4. RAYMOND B. DIETZ POSITION: Owner NATURE: Sole Proprietor. Property Manager manages. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/27/2025 ADDRESS: 2433 Deedra, Port Charlotte FL 33952, United States DESCRIPTION: A rental property I collect rents on. 5. RAYMOND B. DIETZ POSITION: Owner NATURE: Sole Proprietor. Property Manager manages. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 3074 Iverson Street, Port Charlotte, FL, 33952 DESCRIPTION: I own the house and the property manager manages it. 6. RAYMOND B. DIETZ POSITION: Owner NATURE: Sole Proprietor. Property Manager manages. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2014 ADDRESS: 3108 Normandy, Port Charlotte ,FL, 33952 DESCRIPTION: I own the house and the property manager manages it.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-27 |
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