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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2011-09-12
CA RA APPROVED 2011-09-09
  • OH RA
    APPROVED
    Since 2011-09-12
  • CA RA
    APPROVED
    Since 2011-09-09

Branch Locations

19782 Macarthur Blvd Suite 270, Irvine, CA 92612 • United States

Hudson, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates Inc Newport Beach CA 11/2000 06/2023
Osaic Wealth, Inc. Https://Gateway.fInra.oRg/App/Forms/U4/View/Dataen CA 06/2023 Present
  • 11/2000 → 06/2023
    Royal Alliance Associates Inc
    Newport Beach, CA
  • 06/2023 → Present
    Https://Gateway.fInra.oRg/App/Forms/U4/View/Dataen, CA
Other Businesses

1. BASKETBALL COACH POSITION: Camp Coach NATURE: Sole Proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2019 ADDRESS: Gymnasiums, Gymnasiums, Hudson OH 44236, United States DESCRIPTION: Camp Coach 2. RBD TAX SERVICE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 13 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2007 ADDRESS: 185 Boston Mills Road, Hudson OH 44236, United States DESCRIPTION: Prepare taxes (numbers above average through the year) 3. RAYMOND B. DIETZ - INSURANCE POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2001 ADDRESS: 185 Boston Mills Road, Hudson OH 44236, United States DESCRIPTION: Sell Life Insurance, Annuities, LTC, or Health Insurance to those in need. 4. RAYMOND B. DIETZ POSITION: Owner NATURE: Sole Proprietor. Property Manager manages. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/27/2025 ADDRESS: 2433 Deedra, Port Charlotte FL 33952, United States DESCRIPTION: A rental property I collect rents on. 5. RAYMOND B. DIETZ POSITION: Owner NATURE: Sole Proprietor. Property Manager manages. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2014 ADDRESS: 3074 Iverson Street, Port Charlotte, FL, 33952 DESCRIPTION: I own the house and the property manager manages it. 6. RAYMOND B. DIETZ POSITION: Owner NATURE: Sole Proprietor. Property Manager manages. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2014 ADDRESS: 3108 Normandy, Port Charlotte ,FL, 33952 DESCRIPTION: I own the house and the property manager manages it.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-08
S63 Uniform Securities Agent State Law Examination 1999-12-27
  • S65 Uniform Investment Adviser Law Examination
    2011-09-08
  • S63 Uniform Securities Agent State Law Examination
    1999-12-27
Other Names
  • Ray Bruce Dietz
  • Raymond Bruce Dietz

View on SEC IAPD

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