Best Investors
Account
Sign in
9870 Research Drive, Irvine, CA 92618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED_RES | 2014-02-06 |
Branch Locations
9870 Research Drive, Irvine, CA 92618 • United States
200 Auburn Folsom Rd. Suite 101, Auburn, CA 95630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cooper Mcmanus | Auburn | CA | 01/2014 | Present |
| Securities America Inc | Westlake Village | CA | 12/2015 | 03/2020 |
| Cunninghamlegal | Auburn | CA | 11/1994 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2020 | Present |
1) JAMES CUNNINGHAM INSURANCE AGENT- LICENSE #OK15110, 200 AUBURN FOLSOM ROAD, STE 103, AUBURN CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03/20/15, INV REL, 4/WK- 4/TRADING 2) CUNNINGHAM LEGAL, 200 AUBURN BOLSOM RD, STE 106, AUBURN, CA, AUTHOR,04/19/17, 0/MO- 0/TRADING 3) CUNNINGHAM LEGAL, 200 AUBURN FOLSOM RD, STE 106, AUBURN CA, ATTORNEY, 01/03/05, INV REL, CEO AND LEAD ATTORNEY, 40/WK- 30/TRADING 4) CUNNINGHAM, JAMES LOUIE JR, REAL ESTATE BROKER LICENSE #02087653, 200 AUBURN FOLSOM RD, STE 106, AUBURN, CA, REAL ESTATE SALES/MORTGAGE ORIGINATION/MORTGAGE BROKER, 07/03/19, NIR, 1/MO- 1/TRADING 3) COOPER FINANCIAL GROUP, 9870 RESEARCH DRIVE, IRVINE, CA, ADVISOR REP OF A REGISTERED INVESTMENT ADVISOR, RIA, SOLICITOR IAR, 01/13/14, INV REL, 4/WK-4/TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-10 |
Reach out to this advisor