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James Louie Cunningham

Cooper Mcmanus

Irvine, CA

Auburn, CA

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Current Employers
Cooper Mcmanus

9870 Research Drive, Irvine, CA 92618 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED_RES 2014-02-06
  • CA RA
    APPROVED_RES
    Since 2014-02-06

Branch Locations

9870 Research Drive, Irvine, CA 92618 • United States

200 Auburn Folsom Rd. Suite 101, Auburn, CA 95630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cooper Mcmanus Auburn CA 01/2014 Present
Securities America Inc Westlake Village CA 12/2015 03/2020
Cunninghamlegal Auburn CA 11/1994 Present
Cambridge Investment Research, Inc. Fairfield IA 03/2020 Present
  • 01/2014 → Present
    Auburn, CA
  • 12/2015 → 03/2020
    Securities America Inc
    Westlake Village, CA
  • 11/1994 → Present
    Cunninghamlegal
    Auburn, CA
  • 03/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
Other Businesses

1) JAMES CUNNINGHAM INSURANCE AGENT- LICENSE #OK15110, 200 AUBURN FOLSOM ROAD, STE 103, AUBURN CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 03/20/15, INV REL, 4/WK- 4/TRADING 2) CUNNINGHAM LEGAL, 200 AUBURN BOLSOM RD, STE 106, AUBURN, CA, AUTHOR,04/19/17, 0/MO- 0/TRADING 3) CUNNINGHAM LEGAL, 200 AUBURN FOLSOM RD, STE 106, AUBURN CA, ATTORNEY, 01/03/05, INV REL, CEO AND LEAD ATTORNEY, 40/WK- 30/TRADING 4) CUNNINGHAM, JAMES LOUIE JR, REAL ESTATE BROKER LICENSE #02087653, 200 AUBURN FOLSOM RD, STE 106, AUBURN, CA, REAL ESTATE SALES/MORTGAGE ORIGINATION/MORTGAGE BROKER, 07/03/19, NIR, 1/MO- 1/TRADING 3) COOPER FINANCIAL GROUP, 9870 RESEARCH DRIVE, IRVINE, CA, ADVISOR REP OF A REGISTERED INVESTMENT ADVISOR, RIA, SOLICITOR IAR, 01/13/14, INV REL, 4/WK-4/TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-10
  • S66 Uniform Combined State Law Examination
    2016-05-10
Other Names
  • Jim Cunningham

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