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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-04-01 |
| MO | RA | APPROVED | 2006-01-23 |
Branch Locations
16150 Main Circle Drive Suite 400, Chesterfield, MO 63017 • United States
Wildwood, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Chesterfield | MO | 01/2006 | Present |
| Massmutual Life Insurance Co | Chesterfield | MO | 12/2005 | Present |
(1) NAME: M&L PROPERTY MANAGEMENT, LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: REAL ESTATE POSITION: OWNERSHIP START: 1/1/2007 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (2)NAME: MICHAEL FLEMING INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEATH POSITION: SALES START: 1/1/2006 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (3) NAME: FLEMING FINANCIAL SERVICES, LLC INV REL: Y ADD: 16150 MAIN CIRCLE DRIVE, SUITE 400, CHESTERFIELD MO 63017 NATURE: OWNER OF LLC POSITION: OWNER/FINANCIAL ADVISOR START DATE: 04/10/2023 No. HR/MO: 40. No. HR/MO DURING SEC TRADING: 40. DESCRIBE DUTIES: OWNER OF THE ENTITY THAT WILL RECEIVE COMPENSATION FROM MMLIS ADVISORY ACTIVITIES. RECIPIENT OF REPRESENTATIVE COMPENSATION FROM THE ENTITY, FLEMING FINANCIAL SERVICES, LLC.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-11-07 |
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