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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-13 |
| MD | RA | APPROVED | 2022-12-12 |
Branch Locations
2330 West Joppa Road Suite 255, Lutherville, MD 21093 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Towson | MD | 03/2004 | 12/2022 |
| Bank Of America, N.A. | Towson | MD | 11/2010 | 12/2022 |
| Morgan Stanley Smith Barney Llc | Lutherville | MD | 12/2022 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2022 | Present |
*535648 - Foundation for Sulpicians of the United States; Investment related: No; Baltimore, Maryland; Civic/Religious/Community; Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 03/2018; During business hours: 1; After business hours: 0; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-28 |
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