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Current Employers
M Holdings Securities, Inc.

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-06-11
OH RA APPROVED 2009-04-29
  • IN RA
    APPROVED
    Since 2025-06-11
  • OH RA
    APPROVED
    Since 2009-04-29

Branch Locations

1125 N.W. Couch Street Suite 900, Portland, OR 97209 • UNITED STATES

5005 Rockside Road Suite 600, Cleveland, OH 44131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp Akron OH 02/2007 Present
M Holdings Securities, Inc. Portland OR 04/2009 Present
Heirmark Ltd Akron OH 04/2009 Present
  • 02/2007 → Present
    Linsco/Private Ledger Corp
    Akron, OH
  • 04/2009 → Present
    Portland, OR
  • 04/2009 → Present
    Heirmark Ltd
    Akron, OH
Previous Registrations
  • 2007-02-15 → 2009-05-05
    Doylestown, OH
    Akron, OH
    Fort Mill, SC
    Akron, OH
Other Businesses

(1) FIXED LIFE INSURANCE AND ANNUITY 10%. (2) HEIRMARK, LTD. 7005 S EDGERTON RD, SUITE 101, CLEVELAND, OH 44141. AGENT. 10 HOURS PER MONTH. COMPENSATION: COMMISSIONS. (3) HEIRMARK; 7005 S. EDGERTON ROAD, SUITE 101, CLEVELAND OH 44141; 04/2009; PRINCIPAL; FIXED INSURANCE PRODUCT SALES; MARKETING AND SALES; INVESTMENT RELATED; 120 HOURS/MONTH, 120 HOURS/MONTH DURING BUSINESS HOURS; FEE-BASED REVENUE. (4) UNIVERSITY OF AKRON; HTTPS://UAKRON.EDU/GIVING; 10/23/2019; COMMITTEE MEMBER; HELPING COMMITTEE LOOK AT LIFE INSURANCE AS A GIFT; NOT INVESTMENT RELATED; 1 HOUR/MONTH; 1 HOUR/MONTH DURING BUSINESS HOURS; NO COMPENSATION. (5) M PNC MEMBER FIRM ADVISORY COUNCIL; 1125 NW COUCH STREET, SUITE 900, PORTLAND, OR 97209; 04/2020; MEMBER; ATTEND MONTHLY MEETINGS; NOT INVESTMENT RELATED; 1 HOUR/MONTH; 1 HOUR/MONTH DURING BUSINESS HOURS; NO COMPENSATION. (6) Life Settlements; 7005 S. Edgerton Rd, Ste 101, Cleveland OH 44141; Life Settlement Transactions; Investment Related; Sales Representative; Sales; 08/2023; 1 Hour Per Month; 1 Hour Per Month During Trading Hours. (7) Team Underdawg Racing; 1259 Arborcrest Dr Hinckley, OH 44233; Racing Team; Not Investment Related; Owner; Accept sponsorships from companies to advertise on car; 01/15/2023; 1 hour per month; 1 hour per month during trading hour.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-10-13
  • S63 Uniform Securities Agent State Law Examination
    2006-10-13

View on SEC IAPD

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