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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2009-01-02 |
Branch Locations
108 State Street Suite 110, Greensboro, NC 27408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Greensboro | NC | 01/2004 | Present |
| Raymond James Financial Services Advisors, Inc | Greensboro | NC | 01/2009 | Present |
| Guilford County | Greensboro | NC | 10/2022 | Present |
(1)Name of Business: Friends of the Mountains-to-Sea Trail Address: 3509 Haworth Drive, Suite 210, Raleigh, NC, 27609, United States Activity Type: Non profit Position/Title: Officer - Treasurer, Board Member Investment Related: Yes Start Date: 01/01/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Treasurer's primary responsibilities include attending quarterly board meetings and an annual meeting to review financial statements with the board and members of the organization. (2)Name of Business: Guilford County Address: 3911 Yanceyville Street, Greensboro, NC, 27405, United States Activity Type: Part-Time Activity/Employment Position/Title: Other Investment Related: No Start Date: 10/20/2022 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Non-partisan poll worker position for home county to help registered voters obtain ballots and vote. (3)Name of Business: Stern Susan; Susan Stern Address: 108 State Street, Greensboro, NC, 27408, United States Activity Type: Control Person Position/Title: Other (Named Only) Investment Related: Yes Start Date: 11/11/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Successor co-trustee with grantor's sister
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-12-05 |
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