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Susan Roth

J.P. Morgan Securities LLC

Irvine, CA

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-02
  • NY RA
    APPROVED
    Since 2026-01-02

Branch Locations

3 Park Plz, Floor 08, Irvine, CA 92614 • United States

277 Park Ave, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quinn Emanuel New York NY 10/2010 09/2017
J.P. Morgan Securities Llc New York NY 05/2025 Present
Jpmorgan Chase Bank, N.A. New York NY 10/2017 Present
  • 10/2010 → 09/2017
    Quinn Emanuel
    New York, NY
  • 05/2025 → Present
    J.P. Morgan Securities Llc
    New York, NY
  • 10/2017 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-02
S63 Uniform Securities Agent State Law Examination 2001-10-24
  • S66 Uniform Combined State Law Examination
    2026-01-02
  • S63 Uniform Securities Agent State Law Examination
    2001-10-24
Other Names
  • Sue Roth

View on SEC IAPD

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