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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-26 |
| MO | RA | APPROVED | 2019-09-19 |
Branch Locations
7676 Forsyth Blvd, Clayton, MO 63105 • United States
St. Louis, MO • United States
1 Cowboys Way, Frisco, TX 75034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Emerge Enterprise, Llc | St. Louis | MO | 01/2008 | 07/2018 |
| Edward Jones | St Louis | MO | 08/2018 | 07/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Clayton | MO | 07/2019 | Present |
I*132462 For profit or not for profit: For-Profit Organization Name of outside business organization: NortonLifeLock Inc. (Symantec) Investment related: N Address of business: Wilmington, Delaware 19808 Nature of business: Corporation Position, title, association: Other, outside consultant Start date of relationship: 8/5/2013 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Many years ago I made a Lifelock referral to Nestle Purina. I still get paid - monthly on this activity from years ago. I*125460 For profit or not for profit: For-Profit Organization Name of outside business organization: Emerge Enterprise, LLC Investment related: N Address of business: St. Louis, Missouri 63124 Nature of business: LLC, Position, title, association: Part-Time, Start date of relationship: 1/2/2008 Number of hours devoted: 12 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Success and Executive Coaching *1192324 For profit or not for profit: Entity For Profit Name of outside business organization: Heart Five Holidings Investment related: N Address of business: Fenton, Missouri, 63026 Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 2/28/2023 Number of hours devoted: 6 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Secretary, Closet Company Franchise
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-01 |
| S65 | Uniform Investment Adviser Law Examination | 2007-09-27 |
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