Mark Christopher Trawick

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 08/2020
  Gwn Securities
  Macon, GA
• 08/2020 → Present
  Kovack Securities, Inc.
  Fort Lauderdale, FL
• 08/2020 → Present
  Kovack Advisors, Inc.
  Fort Lauderdale, FL

Previous Registrations

• 2011-08-23 → 2020-08-25
  Gwn Securities Inc.
  Macon, GA
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
  Adel, GA
• 2011-01-03 → 2011-08-24
  Voya Financial Advisors, Inc.
  Macon, GA
  Raleigh, NC
• 2010-04-22 → 2011-01-03
  Voya Financial Partners, Llc
  Macon, GA
  Cochran, GA
  Tampa, FL
  Raleigh, NC
  Macon, GA
  Raleigh, NC
  Macon, GA
• 2007-03-14 → 2010-04-14
  Voya Financial Advisors, Inc.
  Macon, GA
  Macon, GA
  Duluth, GA
• 2006-01-20 → 2006-11-01
  Cuna Brokerage Services, Inc.
  Macon, GA
  Macon, GA

Other Businesses

1) DBA MIDSOUTH FINANCIAL CONSULTANTS -1611 BASS ROAD, MACON, GA 31210; INVESTMENT RELATED; FULL SERVICE FINANCIAL CONSULTING INCLUDING FIXED INSURANCE, ANNUTIES, INCOME PLANNING, PENSION PLANNING, WEATLTH & TAX PLANNING; PRESIDENT; 100% OF TIME 2) DBA- TRAWICK FINANCIAL INC - 301 SCARLETT DRIVE, WARNER ROBINS, GA 31088; INVESTMENT RELATED; START DATE APRIL 16, 2025; FACILITATING INVESTMENT BUSINESS; REGISTERED INVESTMENT ADVISOR; 5 HOURS/MONTH DEVOTED TO OTHER BUSINESS; 5 HOURS/MONTH DEVOTED TO OTHER BUSINESS DURING SECURIITES TRADING HOURS. 3) MOUNT PILOT LLC-409 BRANTLEY RIDGE, WARNER ROBINS, GA 31088; NON-INVESTMENT RELATED; DRUMMER; 5% OF TIME SPENT. 4) DURABLE POWER OF ATTORNEY FOR HARRY W. TRAWICK - 111 PROVIDENCE BLVD, APT. 210, BOX 32, MACON, GA 31210; NON-INVESTMENT RELATED; START DATE DEC 18, 2019; POWER OF ATTORNEY FOR FATHER'S WILL; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS; 1 HOUR/MONTH DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-11
• S63 Uniform Securities Agent State Law Examination
  2001-11-30

Other Names

• Mark C. Trawick