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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2014-07-22 |
| TX | RA | APPROVED_RES | 2013-01-28 |
| NC | RA | APPROVED | 2009-10-23 |
Branch Locations
800 Green Valley Rd, Greensboro, NC 27408 • United States
300 S Orange Ave Division - Southeast, Orlando, FL 32801 • United States
Greensboro, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Raleigh | NC | 12/2005 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Raleigh | NC | 10/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-22 |
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