Sheila Marie Littleton

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 09/2006 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2019 → Present
  Littleton Financial
  Valhalla, NY

Other Businesses

1) SELL HEALTH INSURANCE THROUGH OXFORD & BC/BS, SINCE 05/2008, 1H/WK; 2) RECEIVE RENEWALS ON LIFE INSURANCE THROUGH WILLIAM PENN LIFE INS: 3) HEALTH INSURANCE; NON-INV REL; BROKER/AGENT; REFER CLIENTS FOR PURCHASE OF HEALTH INSURANCE THROUGH VARIOUS INSURANCE CARRIERS; START DATE 11/2012; 2HRS/MNTH: 4)NAME OF OTHER BUSINESS: LITTLETON FINANCIAL; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES / INSURANCE; START DATE: 11/2019; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 50; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: CLIENT MEETINGS, RETIREMENT PLANNING, EDUCATION PLANNING, INSURANCE PLANNING 5) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 12/2020; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 6 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS DISABILITY;

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-05-16