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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2012-11-26
  • IA RA
    APPROVED
    Since 2012-11-26

Branch Locations

1776 Pleasant Plain Rd, Fairfield, IA 52556 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Inc Fairfield IA 11/2012 Present
Cambridge Investment Research Advisors Inc Fairfield IA 11/2012 Present
Continuity Partners Group, Llc Fairfield IA 11/2012 Present
  • 11/2012 → Present
    Cambridge Investment Research Inc
    Fairfield, IA
  • 11/2012 → Present
    Fairfield, IA
  • 11/2012 → Present
    Continuity Partners Group, Llc
    Fairfield, IA
Previous Registrations
  • 2005-02-14 → 2012-12-19
    Eagle One Investments, Llc
    Decorah, IA
    Bismarck, ND
    Beardstown, IL
    Quincy, IL
    Clear Lake, IA
    Belgium, WI
    Dubuque, IA
    Fairfield, IA
    Lincoln, IL
    Winterset, IA
    Muscatine, IA
    Biggsville, IL
    Pittsfield, IL
    Peoria, IL
    Eau Claire, WI
    Emmetsburg, IA
    Tama, IA
    Forest City, IA
    Normal, IL
    Jerseyville, IL
    Porterville, CA
    Quincy, IL
    Princeton, IL
    Mandan, ND
    Greenville, IL
    Carlinville, IL
    Troy, MI
    Winchester, IL
    Fargo, ND
    Laurel, MS
    Peoria Heights, IL
    Champaign, IL
    Des Plaines, IL
    Mason City, IA
    Estes Park, CO
    Tomahawk, WI
    Sac City, IA
    Sidney, NE
    Bismarck, ND
    Cherokee, IA
    Bismarck, ND
    Clear Lake, IA
    Bismarck, ND
    Washington, IA
    Fairfield, IA
    Washington, IA
  • 2004-03-30 → 2005-01-24
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 2003-03-14 → 2004-03-16
    Eagle One Investments, Llc
    Washington, IA
Other Businesses

1) THE CAMBRIDGE FOUNDATION, INC, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, BOARD OF DIRECTOR, 03/17/21, NIR, 1 HR/MO- 1/TRADING HR. 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 11/26/12

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-28
  • S66 Uniform Combined State Law Examination
    2001-09-28
Other Names
  • Matt Goodwin

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