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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-27 |
| CA | RA | APPROVED | 2022-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2003 | 11/2016 |
| Lpl Financial Llc | Alameda | CA | 11/2016 | Present |
1) 11/04/2016 - Paragon Financial Planning - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 11/4/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100% 2) 03/01/2022 - No Business Name - Investment Related - Alameda, CA 94501 - Real Estate Rental - Start Date - 04/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-12-06 |
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