Best Investors Account Sign in

Jeremy Christopher King

Rbc Capital Markets, LLC

Charleston, WV

Lancaster, SC

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-08-21
WV RA APPROVED 2017-08-23
  • SC RA
    APPROVED
    Since 2023-08-21
  • WV RA
    APPROVED
    Since 2017-08-23

Branch Locations

500 Lee Street East Suite 170, Charleston, WV 25301-3201 • United States

Lancaster, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Charleston WV 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charleston WV 11/2016 08/2017
Rbc Capital Markets, Llc Charleston WV 08/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-16
S66 Uniform Combined State Law Examination 2002-01-28
  • S65 Uniform Investment Adviser Law Examination
    2007-03-16
  • S66 Uniform Combined State Law Examination
    2002-01-28

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MORGAN STANLEY
THE HUNTINGTON INVESTMENT COMPANY
AMERIPRISE FINANCIAL SERVICES, LLC
J. W. COLE ADVISORS, INC.
JACOBS & COMPANY
NTV ASSET MANAGEMENT, LLC
TRUIST ADVISORY SERVICES, INC.

Other Investors

JOHN JEFFREY SARTAINE
JAMES M BALL
Austin Lee Rosencrance
Adam Michael Perry
Christian Allen Perez
JEFFREY HUBERT VELEPEC
ROBIN LYNNE PAROG
Marie E Parsons

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHARLESTON, WV
MORGAN STANLEY · CHARLESTON, WV
THE HUNTINGTON INVESTMENT COMPANY · CHARLESTON, WV
AMERIPRISE FINANCIAL SERVICES, LLC · Charleston, WV
J. W. COLE ADVISORS, INC. · CHARLESTON, WV
JACOBS & COMPANY · CHARLESTON, WV
NTV ASSET MANAGEMENT, LLC · CHARLESTON, WV
TRUIST ADVISORY SERVICES, INC. · CHARLESTON, WV

More in Charleston, WV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor