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Current Employers
Equity Services, Inc.

One National Life Drive, Montpelier, VT 05604 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-08
  • NY RA
    APPROVED
    Since 2025-08-08

Branch Locations

200 John James Audubon Suite 202, Amherst, NY 14228 • United States

354 Mountain View Dr. Suite 200, Colchester, VT 05446 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Williamsville NY 01/2015 03/2017
Mml Investors Services, Llc Amherst NY 03/2017 07/2025
Massmutual Life Insurance Co Amherst NY 07/2016 07/2025
Equity Services, Inc. Montpelier VT 08/2025 Present
Npa Financial Amherst NY 07/2025 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Williamsville, NY
  • 03/2017 → 07/2025
    Amherst, NY
  • 07/2016 → 07/2025
    Massmutual Life Insurance Co
    Amherst, NY
  • 08/2025 → Present
    Montpelier, VT
  • 07/2025 → Present
    Npa Financial
    Amherst, NY
Previous Registrations
Other Businesses

*NPA FINANCIAL. 200 JOHN JAMES AUDUBON PKWY SUITE 202 AMHERST NY. INV REL. JULY 2025. SALE AND SERVICE OF FIXED INS PRODUCTS. AGENT. DURING TRADE HRS. *ODYSSEY FINANCIAL GROUP. 200 JOHN JAMES AUDUBON, SUITE 202 AMHERST NY. INV REL. FEB 2026. SALES AND SERVICE OF FIXED INS PRODUCTS. AGENT. DURING TRADE HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-06-24
S63 Uniform Securities Agent State Law Examination 2001-12-07
  • S66 Uniform Combined State Law Examination
    2002-06-24
  • S63 Uniform Securities Agent State Law Examination
    2001-12-07

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