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Anthony John Bollin

Ubs Financial Services Inc.

Cincinnati, OH

Cincinnati, OH

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-07-28
KY RA APPROVED 2024-08-12
OH RA APPROVED 2007-02-16
  • TX RA
    APPROVED_RES
    Since 2026-07-28
  • KY RA
    APPROVED
    Since 2024-08-12
  • OH RA
    APPROVED
    Since 2007-02-16

Branch Locations

8044 Montgomery Road The Towers At Kenwood, Cincinnati, OH 45236 • United States

8044 Montgomery Road, Cincinnati, OH 45236 • United States

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial S. - Wilmington Cincinnati OH 07/2009 Present
  • 07/2009 → Present
    Ubs Financial S. - Wilmington
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-19
  • S66 Uniform Combined State Law Examination
    2006-05-19
Other Names
  • Anthony J. Bollin
  • Tony J. Bollin

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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