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Current Employers
Stancorp Investment Advisers, Inc.

1100 Sw Sixth Avenue, Portland, OR 97204 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2013-12-05
  • OR RA
    APPROVED
    Since 2013-12-05

Branch Locations

1100 Sw Sixth Avenue, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stancorp Equities, Inc. Portland OR 10/2013 Present
Stancorp Investment Advisers, Inc. Portland OR 12/2013 Present
Previous Registrations
Other Businesses

REGISTERED SINCE 12/2013 AS AN INVESTMENT ADVISOR REPRESENTATIVE WITH STANCORP INVESTMENT ADVISERS, INC., (SIA) A REGISTERED INVESTMENT ADVISOR AND AFFILIATE OF STANCORP EQUITIES, INC., LOCATED AT 1100 SW SIXTH AVE, PORTLAND, OR 97204. DEVOTES APPROXIMATELY 10-15 HRS WEEKLY DURING BUSINESS HOURS ON INVESTMENT-RELATED ADVISORY WORK FOR SIA. ACTS IN AN INTERNAL SALES CAPACITY TO DESCRIBE THE INVESTMENT SELECTION AND MONITORING PROCESS UTILIZED BY SIA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-24
S63 Uniform Securities Agent State Law Examination 2002-02-06
  • S66 Uniform Combined State Law Examination
    2006-01-24
  • S63 Uniform Securities Agent State Law Examination
    2002-02-06

View on SEC IAPD

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