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Carl F Marshall

Charles Schwab & Co., Inc.

Yardley, PA

Wayne, PA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-04
PA RA APPROVED 2016-01-29
  • TX RA
    APPROVED
    Since 2020-01-04
  • PA RA
    APPROVED
    Since 2016-01-29

Branch Locations

1030 Stony Hill Rd Unit 1, Yardley, PA 19067-5500 • United States

200 West Lancaster Ave, Wayne, PA 19087-4046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co.,Inc Yardley PA 05/2000 Present
Charles Schwab Bank Yardley PA 02/2005 Present
  • 05/2000 → Present
    Charles Schwab & Co.,Inc
    Yardley, PA
  • 02/2005 → Present
    Charles Schwab Bank
    Yardley, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-05
S65 Uniform Investment Adviser Law Examination 1999-10-05
  • S63 Uniform Securities Agent State Law Examination
    1999-10-05
  • S65 Uniform Investment Adviser Law Examination
    1999-10-05
Designations
Other Names
  • Butch Marshall
  • Carl Frederick Marshall
  • Carl F Marshall

View on SEC IAPD

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