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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-06-21 |
| TX | RA | APPROVED | 2017-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 05/2002 | 09/2016 |
| Bank Of America, N.A. | New York | NY | 02/2015 | 09/2016 |
| North South Capital, Llc | Chicago | IL | 09/2016 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Iselin | NJ | 06/2017 | Present |
| Bank Of America, N.A. | Iselin | NJ | 06/2020 | Present |
I*936251For profit or not for profit: Entity For ProfitName of outside business organization: FophieInvestment related: NAddress of business: Colonia, New Jersey, 07067Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 8/5/2022Number of hours devoted: 10 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , Food Services Marketplace. I*1919284, Entity Type, Entity for Profit, Name of OBA: Alliance for Leadership Development LLC, Address: Matawan, NJ, 07747, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 07/19/2024, No Hours: 0, No Hours during trading: 0, Duties: None. I*4560278 Entity Type: Entity For Profit Name of OBA: Youngstown OH SFR 1 LLC Address: Colonia, New Jersey Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/21/2026 Number of Hours: 1, Weekly Number of Hours during trading: 0, Weekly Duties: Purchase of Rental Property for myself Manage Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-31 |
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