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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-31
MD RA APPROVED 2016-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31
  • MD RA
    APPROVED
    Since 2016-03-31

Branch Locations

11333 Mccormick Rd, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 03/2016 Present
Bank Of America, N.A. Hunt Valley MD 05/2016 Present
Previous Registrations
Other Businesses

I*2206289, Entity Type: Entity Charitable, Name of OBA: St Joseph's Catholic Church , Address: cockeysville, Maryland, 21030, Investment Related: N, Position, Title, Association: Committee, Board Member, Employee State Date: 03/01/2024, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: none

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-30
  • S66 Uniform Combined State Law Examination
    2001-08-30

View on SEC IAPD

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