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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-23 |
| TX | RA | APPROVED | 2025-04-03 |
Branch Locations
7701 Forsyth Blvd. 8Th Floor, Clayton, MO 63105 • United States
110 Oakwood Drive Suite 470, Winston Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Winston Salem | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Winston Salem | NC | 11/2016 | 10/2022 |
| Wells Fargo Advisors Financial Network, Llc | Winston Salem | NC | 10/2022 | 04/2025 |
| &Partners | Nashville | TN | 04/2025 | Present |
REAL ESTATE LICENSE, NOT INV RELATED, STATE OF NORTH CAROLINA, START 10/1/1994, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, INACTIVE. RIAZZI RHYNE & SWAIM INVESTMENT GROUP LLC, INV RELATED, WINSTON SALEM, NC, 25% OWNERSHIP, START 10/11/2022, 160 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE. BLUE RIBBON ENTERPRISES II LLC, INV RELATED, WINSTON SALEM, NC, 100% OWNERSHIP, START 10/12/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, FINET PRACTICE. POWERE OF ATTORNEY FOR DAUGHTER; INV RELATED; WINSTON-SALEM, NC; START: 10/21/2024; 1 HOUR A MONTH; 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-18 |
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