Daniel Riazzi

Employer firm

&Partners CRD 3767

$30.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Winston Salem, NC
• 11/2016 → 10/2022
  Wells Fargo Clearing Services, Llc
  Winston Salem, NC
• 10/2022 → 04/2025
  Wells Fargo Advisors Financial Network, Llc
  Winston Salem, NC
• 04/2025 → Present
  &Partners
  Winston Salem, NC

Previous Registrations

• 2022-10-11 → 2025-04-17
  Wells Fargo Advisors Financial Network, Llc
  Winston-Salem, NC
• 2001-11-28 → 2022-10-11
  Wells Fargo Clearing Services, Llc
  Winston Salem, NC
  Winston-Salem, NC

Other Businesses

RIAZZI RHYNE & SWAIM INVESTMENT GROUP LLC, INV RELATED, WINSTON SALEM, NC, 25% OWNERSHIP, START 10/11/2022, 160 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE. CIWJII LLC, INV RELATED, WINSTON SALEM, NC, 100% OWNERSHIP, START 10/11/2022, 160 HOURS PER MONTH, 40 HOURS DURING TRADING, FINET PRACTICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-12
• S63 Uniform Securities Agent State Law Examination
  2001-09-18

Other Names

• Danny Riazzi
• Daniel Patrick Riazzi