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1290 Broadway, Suite 1000, Denver, CO 80203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Fund Services, Inc | Denver | CO | 10/2019 | Present |
| Oppenheimerfunds | Denver | CO | 03/2013 | 08/2019 |
1. NAPIERVILLE PROPERTY MANAGEMENT LLC, NOT INVESTMENT RELATED, ADDRESS ON FILE, RENTAL REAL ESTATE, 1 HRS/MON, NONE DURING TRADING HOURS. 2. ALPS ADVISORS, INC. INVESTMENT RELATED, 1290 BROADWAY SUITE 1000 DENVER, CO 80203, RIA, PRESIDENT, 160 HRS/MON 130 HRS/MON DURING TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-06-13 |
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