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Susan Diane Mullin

Edward Jones

Richmond, IN

CRD 4430677

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-08
IN RA APPROVED 2018-01-22
  • TX RA
    APPROVED
    Since 2019-01-08
  • IN RA
    APPROVED
    Since 2018-01-22

Branch Locations

3738 National Rd E, Richmond, IN 47374-3643 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2001 10/2017
Edward Jones St. Louis MO 10/2017 Present
Better Homes And Gardens First Realty Group Richmond IN 11/2009 07/2017
  • 06/2001 → 10/2017
    St Louis, MO
  • 10/2017 → Present
    St. Louis, MO
  • 11/2009 → 07/2017
    Better Homes And Gardens First Realty Group
    Richmond, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-19
  • S66 Uniform Combined State Law Examination
    2018-01-19
Other Names
  • Susan Diane Jones
  • Susan Diane Bird
  • Susan Diane Brockman

View on SEC IAPD

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