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Susan Diane Mullin

Edward Jones

Richmond, IN

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-08
IN RA APPROVED 2018-01-22
  • TX RA
    APPROVED
    Since 2019-01-08
  • IN RA
    APPROVED
    Since 2018-01-22

Branch Locations

3738 National Rd E, Richmond, IN 47374-3643 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2001 10/2017
Edward Jones St. Louis MO 10/2017 Present
Better Homes And Gardens First Realty Group Richmond IN 11/2009 07/2017
  • 06/2001 → 10/2017
    Edward Jones
    St Louis, MO
  • 10/2017 → Present
    Edward Jones
    St. Louis, MO
  • 11/2009 → 07/2017
    Better Homes And Gardens First Realty Group
    Richmond, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-19
  • S66 Uniform Combined State Law Examination
    2018-01-19
Other Names
  • Susan Diane Jones
  • Susan Diane Bird
  • Susan Diane Brockman

View on SEC IAPD

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J.P. MORGAN SECURITIES LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
HARBOUR INVESTMENTS, INC.

Other Investors

William R Harmon
Stasia Ashmala Veramallay
BRETT DOUGLAS GUILEY
Sarah Elizabeth Peacock
Matthew Alan Golliher
PETER KUHNS BARTEL
William P Mullin
Robert F. Gilman

Other Offices

VISTA INVESTMENT PARTNERS · RICHMOND, IN
EDWARD JONES · RICHMOND, IN
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, IN
LPL FINANCIAL LLC · RICHMOND, IN
AMERIPRISE FINANCIAL SERVICES, LLC · Richmond, IN
SPECTRUM ADVISORS FINANCIAL, LLC · RICHMOND, IN
EDWARD JONES · RICHMOND, IN
LPL FINANCIAL LLC · RICHMOND, IN

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