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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2024-11-14 |
Branch Locations
4609 Charlotte Highway Suite 2, Lake Wylie, SC 29710 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Mt. Pleasant | SC | 07/2001 | 11/2024 |
| Prudential Insurance Company Of America | Mt Pleasant | SC | 07/2001 | Present |
| Lpl Enterprise, Llc | Lake Wylie | SC | 11/2024 | Present |
1) 08/21/2024 - South Carolina Education Lottery Commission - Board Commissioner - Oversight - Politics/ Government - Non Inv Related - At Lake Wyle, SC - Start Date 10/01/2021 - 1hrs/mth - 1hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-03 |
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