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Charles David Mcclure

LPl Financial LLC

Lake Wylie, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2019-04-17
  • SC RA
    APPROVED
    Since 2019-04-17

Branch Locations

1632 Village Harbor Dr Ste 106, Lake Wylie, SC 29710 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lake Wylie SC 09/2005 04/2019
Lpl Financial, Llc Lake Wylie SC 04/2019 Present
  • 09/2005 → 04/2019
    Ameriprise Financial Services, Inc.
    Lake Wylie, SC
  • 04/2019 → Present
    Lake Wylie, SC
Previous Registrations
Other Businesses

1. 01/01/1999 - MCCLURE INVESTMENT COMPANY/ REAL ESTATE RENTAL/ INVESTMENT RELATED / 0%/ 121 N EDGEMONT AVE, GASTONIA, NC 28054; AND A SMALL PARCEL LAND ON PERSONS TURNPIKE, GASTONIA, NC 28052 2. 09/06/2019 - McClure Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:09/04/2019 - 12 hrs/mo - 7 hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-24
  • S66 Uniform Combined State Law Examination
    2003-02-24

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