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Steven Michael Mullooly

Mullooly Wealth Planning LLC

Clover, SC

CRD 1868602

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Employer firm

Mullooly Wealth Planning LLC CRD 324792

$2.01M regulatory AUM 5 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mullooly Wealth Planning Llc

264 Latitude Lane Suite 102, Clover, SC 29710 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-11-23
  • SC RA
    APPROVED
    Since 2023-11-23

Branch Locations

264 Latitude Lane Suite 102, Clover, SC 29710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cullen Capital Management/Cullen Funds New York NY 06/2006 07/2022
Alps Distributors, Inc. Denver CO 07/2009 07/2022
Mullooly Wealth Planning, Llc Clover SC 10/2022 Present
Osaic Wealth, Inc. Clover SC 05/2025 Present
  • 06/2006 → 07/2022
    Cullen Capital Management/Cullen Funds
    New York, NY
  • 07/2009 → 07/2022
    Alps Distributors, Inc.
    Denver, CO
  • 10/2022 → Present
    Mullooly Wealth Planning, Llc
    Clover, SC
  • 05/2025 → Present
    Osaic Wealth, Inc.
    Clover, SC
Other Businesses

Compliance Risk Concepts - Compliance Consultant

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-19
S63 Uniform Securities Agent State Law Examination 1988-09-21
  • S65 Uniform Investment Adviser Law Examination
    2023-08-19
  • S63 Uniform Securities Agent State Law Examination
    1988-09-21
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

EDWARD JONES
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Nearby Investors

Cassia Paolone Reed
William Stuart Thompson
AMY MARIE LONGFELLOW

Nearby Offices

EDWARD JONES · CLOVER, SC
WELLS FARGO CLEARING SERVICES, LLC · CLOVER, SC
STATE FARM INVESTMENT MANAGEMENT CORP. · CLOVER, SC

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