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Steven Michael Mullooly

Mullooly Wealth Planning LLC

Clover, SC

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Current Employers
Mullooly Wealth Planning Llc

264 Latitude Lane Suite 102, Clover, SC 29710 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-11-23
  • SC RA
    APPROVED
    Since 2023-11-23

Branch Locations

264 Latitude Lane Suite 102, Clover, SC 29710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cullen Capital Management/Cullen Funds New York NY 06/2006 07/2022
Alps Distributors, Inc. Denver CO 07/2009 07/2022
Mullooly Wealth Planning, Llc Clover SC 10/2022 Present
Osaic Wealth, Inc. Clover SC 05/2025 Present
  • 06/2006 → 07/2022
    Cullen Capital Management/Cullen Funds
    New York, NY
  • 07/2009 → 07/2022
    Alps Distributors, Inc.
    Denver, CO
  • 10/2022 → Present
    Mullooly Wealth Planning, Llc
    Clover, SC
  • 05/2025 → Present
    Osaic Wealth, Inc.
    Clover, SC
Other Businesses

Compliance Risk Concepts - Compliance Consultant

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-19
S63 Uniform Securities Agent State Law Examination 1988-09-21
  • S65 Uniform Investment Adviser Law Examination
    2023-08-19
  • S63 Uniform Securities Agent State Law Examination
    1988-09-21
Designations

View on SEC IAPD

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Other Offices

EDWARD JONES · CLOVER, SC
WELLS FARGO CLEARING SERVICES, LLC · CLOVER, SC
STATE FARM INVESTMENT MANAGEMENT CORP. · CLOVER, SC
TRUIST ADVISORY SERVICES, INC. · GASTONIA, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAKE WYLIE, SC
EDWARD JONES · GASTONIA, NC
LPL FINANCIAL LLC · GASTONIA, NC
EDWARD JONES · YORK, SC

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