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Brian Scott Felton

U.S. Bancorp Advisors, LLC

Huntersville, NC

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lake Wylie, SC

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-31
  • NC RA
    APPROVED
    Since 2026-08-31

Branch Locations

9145 Sam Furr Rd, Huntersville, NC 28078 • United States

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-01-20
TX RA APPROVED 2022-01-05
NC RA APPROVED 2021-11-08
  • SC RA
    APPROVED
    Since 2022-01-20
  • TX RA
    APPROVED
    Since 2022-01-05
  • NC RA
    APPROVED
    Since 2021-11-08

Branch Locations

5342 Hwy 557, Lake Wylie, SC 29710 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank Huntersville NC 07/2015 02/2018
Fifth Third Securities Huntersville NC 05/2016 02/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 02/2018 08/2026
Bank Of America, N.A. Charlotte NC 10/2021 08/2026
U.S. Bancorp Advisors, Llc Huntersville NC 08/2026 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-05
S63 Uniform Securities Agent State Law Examination 2016-08-19
  • S66 Uniform Combined State Law Examination
    2021-11-05
  • S63 Uniform Securities Agent State Law Examination
    2016-08-19
Other Names
  • Brian S. Felton

View on SEC IAPD

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Other Offices

CORNERSTONE WEALTH · HUNTERSVILLE, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Huntersville, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Hunterville, NC
CORNERSTONE WEALTH · Huntersville, NC
AMERIPRISE FINANCIAL SERVICES, LLC · Huntersville, NC
MML INVESTORS SERVICES, LLC · Huntersville, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HUNTERSVILLE, NC

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