Keith A Gregory

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Lpl Financial, Llc
  Lake Wylie, SC
• 03/2014 → Present
  Independent Advisor Alliance, Llc
  Lake Wylie, SC

Previous Registrations

• 2006-11-16 → 2011-11-23
  Edward Jones
  St Louis, MO
  Lake Wylie, SC

Other Businesses

1) 2011-11-08 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - K.A. Gregory Wealth Management / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2011-11-07 - hrs/mth - hrs/mth during trading 2) 2014-05-06 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Independent Advisor Alliance - Registered Investment Advisor - Y - at reported business location(s) - 2014-01-03 - hrs/mth - hrs/mth during trading - 3) 2015-12-02 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Independent advisor alliance - Registered Investment Advisor DBA - Y - at reported business location(s) - 2015-10-15 - 260hrs/mth - 7hrs/mth during trading - 4) 2020-05-20 - KA Gregory Properties LLC - Real Estate Rental - Y - 5979 Charlotte Hwy Lake Wylie, SC 29710 - 2020-05-18 - 5hrs/mth - 0hrs/mth during trading 5) 2024-09-04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Altitude Wealth Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2024-08-12 - 160hrs/mth - 160hrs/mth during trading 6) 2025-03-04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - INDEPENDENT ADVISOR ALLIANCE, LLC - Registered Investment Advisor DBA - Y - at reported business location(s) - 2025-02-26 - 480hrs/mth - 480hrs/mth during trading - 7) 2025-03-11 - none - Non-Variable Insurance - Y - at reported business location(s) - 2025-02-26 - 2hrs/mth - 2hrs/mth during trading 8) 2026-05-12 - Gregory Aviation Services, LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2026-05-11 - 5hrs/mth - 0hrs/mth during trading 9) 2026-05-14 - Gregory Air, LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2026-05-11 - 20hrs/mth - 10hrs/mth during trading

Exams

• S66 Uniform Combined State Law Examination
  2006-10-26

Designations

• Certified Financial Planner