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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-28 |
| NC | RA | APPROVED | 2016-01-11 |
| LA | RA | APPROVED | 2014-03-10 |
| SC | RA | APPROVED | 2014-03-07 |
Branch Locations
244 Latitude Lane Ste 105, Lake Wylie, SC 29710 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Lake Wylie | SC | 11/2011 | Present |
| Independent Advisor Alliance, Llc | Lake Wylie | SC | 03/2014 | Present |
1) 2011-11-08 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - K.A. Gregory Wealth Management / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2011-11-07 - hrs/mth - hrs/mth during trading 2) 2014-05-06 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Independent Advisor Alliance - Registered Investment Advisor - Y - at reported business location(s) - 2014-01-03 - hrs/mth - hrs/mth during trading - 3) 2015-12-02 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Independent advisor alliance - Registered Investment Advisor DBA - Y - at reported business location(s) - 2015-10-15 - 260hrs/mth - 7hrs/mth during trading - 4) 2020-05-20 - KA Gregory Properties LLC - Real Estate Rental - Y - 5979 Charlotte Hwy Lake Wylie, SC 29710 - 2020-05-18 - 5hrs/mth - 0hrs/mth during trading 5) 2024-09-04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Altitude Wealth Management - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2024-08-12 - 160hrs/mth - 160hrs/mth during trading 6) 2025-03-04 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - INDEPENDENT ADVISOR ALLIANCE, LLC - Registered Investment Advisor DBA - Y - at reported business location(s) - 2025-02-26 - 480hrs/mth - 480hrs/mth during trading - 7) 2025-03-11 - none - Non-Variable Insurance - Y - at reported business location(s) - 2025-02-26 - 2hrs/mth - 2hrs/mth during trading 8) 2026-05-12 - Gregory Aviation Services, LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2026-05-11 - 5hrs/mth - 0hrs/mth during trading 9) 2026-05-14 - Gregory Air, LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2026-05-11 - 20hrs/mth - 10hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-26 |
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