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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2015-07-20
  • IA RA
    APPROVED
    Since 2015-07-20

Branch Locations

1776 Pleasant Plain Rd., Fairfield, IA 52556 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2015 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 07/2015 Present
Previous Registrations
  • 2011-12-15 → 2015-07-20
    Cetera Wealth Services, Llc
    West Des Moines, IA
  • 2009-05-08 → 2011-12-08
    Investment Advisors Corp
    Johnston, IA
  • 2004-04-01 → 2009-05-01
    Des Moines, IA
    Windsor, CT
Other Businesses

1.RENTAL PROPERTY OWNER, FAIRFIELD, IA, 6/2016. NIR - 1/MO - 0/TRADING. 2.ELKS LODGE #1192, 51 1/2 Main St, Fairfield IA 52556, 04/2025, Board Member, Volunteer, NIR, 10 HR/MO, 0 HR/MO TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, 07/2015, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-01
  • S66 Uniform Combined State Law Examination
    2002-05-01

View on SEC IAPD

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