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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2014-01-21 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Chesterfield | MO | 05/2013 | Present |
| Cetera Investment Services | St. Cloud | MN | 05/2013 | Present |
| Cetera Investment Advisers Llc | Chesterfield | MO | 01/2014 | Present |
1.)INVESTMENT REAL ESTATE, LANDLORD, MAINTENANCE, AND RENT COLLECTION. 4 HOURS PER MONTH, $1200 PER YEAR. 2.) UMPIRE OFFICIAL FOR MISSOURI UMPIRE ASSOCIATION. 4 HOURS PER WEEK, $55 PER GAME.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 2002-03-07 |
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