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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-09 |
| PA | RA | APPROVED | 2005-04-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Lemoyne | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lemoyne | PA | 11/2016 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; DUCK, NC; RENTAL PROPERTY; CO-OWNER; START 5/2010; 10 HRS MONTH; 0 HRS DURING TRADING. WEST SHORE CHAMBER OF COMMERCE, INV RELATED, CAMP HILL, PA, FINANCE COMMITTEE MEMBER, START 1/1/2015, 1 HOUR PER MONTH, ZERO DURING TRADING, REVIEWING FINANCIAL STATEMENTS AND BUDGET.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-05 |
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