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Steven Tadashi Yamashita

LPl Financial LLC

Honolulu, HI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2022-03-03
  • HI RA
    APPROVED
    Since 2022-03-03

Branch Locations

220 S King Street 20Th Floor, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bankoh Investment Services, Inc. Honolulu HI 03/2015 02/2022
Lpl Financial Lcc Honolulu HI 02/2022 Present
Central Pacific Bank Honolulu HI 02/2022 Present
  • 03/2015 → 02/2022
    Bankoh Investment Services, Inc.
    Honolulu, HI
  • 02/2022 → Present
    Lpl Financial Lcc
    Honolulu, HI
  • 02/2022 → Present
    Central Pacific Bank
    Honolulu, HI
Previous Registrations
Other Businesses

1) 3/2022- CP Investment Services- DBA for LPL Business (entity for LPL business)- registered admin- inv. related- at reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-12
  • S66 Uniform Combined State Law Examination
    2007-02-12

View on SEC IAPD

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