Kelly Pettit Costello

Employer firm

Waldron Private Wealth CRD 131063

$5.50B regulatory AUM 4 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Selection of other advisers
• INSURANCE PLANNING; SUBADVISER FOR PPLI

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → 11/2016
  Wells Fargo Advisors
  Birmingham, MI
• 11/2016 → 03/2017
  Wells Fargo Clearing Services, Llc
  Birmingham, MI
• 03/2017 → 01/2024
  Raymond James & Associates, Inc.
  Birmingham, MI
• 01/2024 → Present
  Waldron Private Wealth, Llc
  Bridgeville, PA

Previous Registrations

• 2017-03-10 → 2024-01-25
  Raymond James & Associates, Inc.
  Birmingham, MI
• 2012-03-09 → 2017-03-13
  Wells Fargo Clearing Services, Llc
  Birmingham, MI
• 2008-03-20 → 2010-03-16
  Neuberger Berman Bd Llc
  New York, NY
• 2007-03-01 → 2008-03-14
  New England Securities
  Wall Township, NJ
• 2004-07-22 → 2005-03-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ

Other Businesses

1) Insurance agent; investment related, 177 N. Main Street, Suite 200, Plymouth, MI 48170; started 04/2012; approximately 1-2 hours per month during securities trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-02-23
• S63 Uniform Securities Agent State Law Examination
  2001-12-19