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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-03
  • TX RA
    APPROVED
    Since 2021-08-03

Branch Locations

3109 Ne Sandy Blvd, Portland, OR 97232-2513 • United States

Portland, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Gresham OR 09/2005 03/2020
Ameriprise Financial Services, Llc Gresham OR 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 210 Harding Road, , Chattanooga, TN, 37415; Investment-Related; 12/06/2021 / Single Family; 208 Harding Road, , Chattanooga, TN, 37415; Not Investment-Related; 09/15/2023. Board of Directors; A Solid Foundation; Board Member; 11367 SE Lavender Lane, , Boring, OR, 97009; Not Investment-Related; 01/01/2020; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-25
  • S66 Uniform Combined State Law Examination
    2001-08-25

View on SEC IAPD

Other Firms

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