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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-25 |
| MN | RA | APPROVED | 2019-03-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 11/2018 | Present |
| Commonwealth Foreign Exchange Dba Moneycorp Us | Washington | DC | 07/2011 | 09/2018 |
| Unemployed | Minneapolis | MN | 09/2018 | 11/2018 |
I*122881 For profit or not for profit: Non-Profit Organization Name of outside business organization: TeamFootworks Investment related: N Address of business: South Miami, Florida 33143 Nature of business: Charitable Organization, Position, title, association: Other, I help support community participation & events. Start date of relationship: 4/26/2018 Number of hours devoted: 8 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: TeamFootworks is a 501(c)(3) non-profit corporation committed to fitness education through the production of events and educational material. I help with participant assistance and engagement associated to the charitable event: walk, run, wheelchair
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-11-01 |
| S65 | Uniform Investment Adviser Law Examination | 2001-11-01 |
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