Matthew Edward Wheeler

Wells Fargo Clearing Services, LLC

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Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-10
CA	RA	APPROVED	2016-10-24

TX RA
APPROVED_RES

Since 2026-06-10
CA RA
APPROVED

Since 2016-10-24

Branch Locations

4655 Executive Dr Ste 1000 [Sc-Rbo], San Diego, CA 92121 • United States

4649 Carmel Mountain Rd, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Secuities Llc	Carlsbad	CA	05/2013	10/2016
Wells Fargo Advisors, Llc	San Diego	CA	10/2016	11/2016
Wells Fargo Clearing Services, Llc	San Diego	CA	11/2016	Present

05/2013 → 10/2016

Jpmorgan Secuities Llc

Carlsbad, CA
10/2016 → 11/2016

Wells Fargo Advisors, Llc

San Diego, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

San Diego, CA

Previous Registrations

2013-05-30 → 2016-11-02

J.P. Morgan Securities Llc

Carlsbad, CA
2008-10-20 → 2011-04-18

Principal Securities, Inc.

Irvine, CA

San Diego, CA
2007-10-05 → 2008-10-03

U.S. Bancorp Advisors, Llc

Oceanside, CA

Oceanside, CA

Oceanside, CA

Carlsbad, CA

Encinitas, CA

Carlsbad, CA

Encinitas, CA
2003-02-20 → 2007-10-10

Securian Financial Services, Inc.

San Diego, CA

San Diego, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-08-01

S66 Uniform Combined State Law Examination

2001-08-01

View on SEC IAPD

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