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600 Peter Jefferson Parkway Suite 250, Charlottesville, VA 22911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2015-01-20 |
| TX | RA | APPROVED_RES | 2015-01-16 |
Branch Locations
600 Peter Jefferson Parkway Suite 250, Charlottesville, VA 22911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 06/2015 | Present |
| Rede Wealth, Llc | Charlottesville | VA | 01/2015 | Present |
1. LEVIATHAN CAPITAL, LLC; NOT INVESTMENT-RELATED; 16192 COASTAL HIGHWAY, LEWES, DE 19958; REAL ESTATE HOLDING FAMILY BUSINESS; MANAGING DIRECTOR; 8 HRS PER MONTH 2 HOURS DURING TRADING HOURS. DUTIES: BUSINESS PLANNING & STRATEGY. 2. REDE WEALTH, INVESTMENT RELATED, ADDRESS: 609 W. Main Street, Charlottesville, VA 22903, WEALTH ADVISORY SERVICES, POSITION: CEO, START DATE: 1/16/2015, 50 HOURS DEVOTED A MONTH, 35 HOURS DEVOTED DURING TRADING HOURS, DUTIES: SUPERVISORY, BUSINESS PLANNING & STRATEGY, CLIENT SERVICE. 3.STEPHEN J. MCNAUGHTON, NON-INVESTMENT RELATED, CHARLOTTESVILLE, VA, AUTHOR AND ARTIST; SALES OF ART AND PUBLISHING OF PRINTED WORKS, POSITION: OWNER, START DATE: 1/16/2015, 10 HOURS DEVOTED A MONTH, DUTIES: CREATE AND WRITE. 4. Charlottesville Area Community Foundation-Not investment related-114 4th St SE, Charlottesville, VA 22902-Community engagement & support-committee chair-1 hr/mth-0 during trading hrs-organizes and supports the mission.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-31 |
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