Stephen James Mcnaughton

Employer firm

Rede Wealth, LLC CRD 173346

$346M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → Present
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 01/2015 → Present
  Rede Wealth, Llc
  Charlottesville, VA

Previous Registrations

• 2009-09-25 → 2015-01-22
  Stifel, Nicolaus & Company, Incorporated
  Charlottesville, VA
• 2001-11-13 → 2009-09-25
  Ubs Financial Services Inc.
  Charlottesville, VA
  Charlottesville, VA

Other Businesses

1. LEVIATHAN CAPITAL, LLC; NOT INVESTMENT-RELATED; 16192 COASTAL HIGHWAY, LEWES, DE 19958; REAL ESTATE HOLDING FAMILY BUSINESS; MANAGING DIRECTOR; 8 HRS PER MONTH 2 HOURS DURING TRADING HOURS. DUTIES: BUSINESS PLANNING & STRATEGY. 2. REDE WEALTH, INVESTMENT RELATED, ADDRESS: 609 W. Main Street, Charlottesville, VA 22903, WEALTH ADVISORY SERVICES, POSITION: CEO, START DATE: 1/16/2015, 50 HOURS DEVOTED A MONTH, 35 HOURS DEVOTED DURING TRADING HOURS, DUTIES: SUPERVISORY, BUSINESS PLANNING & STRATEGY, CLIENT SERVICE. 3.STEPHEN J. MCNAUGHTON, NON-INVESTMENT RELATED, CHARLOTTESVILLE, VA, AUTHOR AND ARTIST; SALES OF ART AND PUBLISHING OF PRINTED WORKS, POSITION: OWNER, START DATE: 1/16/2015, 10 HOURS DEVOTED A MONTH, DUTIES: CREATE AND WRITE. 4. Charlottesville Area Community Foundation-Not investment related-114 4th St SE, Charlottesville, VA 22902-Community engagement & support-committee chair-1 hr/mth-0 during trading hrs-organizes and supports the mission.

Exams

• S66 Uniform Combined State Law Examination
  2001-08-31

Other Names

• Stephen J. Mcnaughton