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Vicki Underwood Bertholomey

Truist Advisory Services, Inc.

High Point, NC

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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-17
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

620 N Main St Fl 2, High Point, NC 27260-5018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities High Point NC 05/2018 Present
Truist Investment Services, Inc. High Point NC 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated High Point NC 01/2003 05/2018
Previous Registrations
  • 2018-05-08 → 2021-02-17
    Bb&T Securities, Llc
    Winston-Salem, NC
    High Point, NC
    Richmond, VA
  • 2003-02-03 → 2018-06-06
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    High Point, NC
    High Point, NC
  • 2002-03-26 → 2003-01-21
    A. G. Edwards & Sons, Inc.
    High Point, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-07-20
  • S66 Uniform Combined State Law Examination
    2001-07-20
Other Names
  • Vicki Gail Bertholomey

View on SEC IAPD

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Other Offices

EDWARD JONES · HIGH POINT, NC
LPL FINANCIAL LLC · HIGH POINT, NC
INDEPENDENT ADVISOR ALLIANCE, LLC · High Point, NC
SLEDGE AND COMPANY WEALTH ADVISORS · HIGH POINT, NC
WELLS FARGO CLEARING SERVICES, LLC · HIGH POINT, NC
CONCURRENT INVESTMENT ADVISORS, LLC · High Point, NC
EDWARD JONES · HIGH POINT, NC
EDWARD JONES · HIGH POINT, NC

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