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Current Employers
Dimensional Fund Advisors Lp

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-03
  • TX RA
    APPROVED
    Since 2019-12-03

Branch Locations

Minneapolis, MN • United States

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Assoc., Inc. Washington DC 08/2003 11/2019
Dimensional Fund Advisors Charlotte NC 11/2019 Present
  • 08/2003 → 11/2019
    Raymond James & Assoc., Inc.
    Washington, DC
  • 11/2019 → Present
    Dimensional Fund Advisors
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-31
  • S66 Uniform Combined State Law Examination
    2004-03-31
Designations

View on SEC IAPD

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