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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-10-04
  • PA RA
    APPROVED
    Since 2019-10-04

Branch Locations

58 Bridge Street, Tunkhannock, PA 18657 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Tunkhannock PA 05/2009 09/2019
Lpl Financial Llc Tunkhannock PA 10/2019 Present
Previous Registrations
Other Businesses

1)08/26/2019 - Tosi Financial Group, LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 07/2007 2)08/26/2019 - Tosi Financial - DBA for LPL Business (entity for LPL business) - inv rel - at areported business location(s) - start: 10/2019 - 160 hr/mth 3) 08/26/2019 - Auburn Acres LLC - Real Estate Rental - inv rel - Meshoppen, PA 4)08/26/2019 - Center Street Rentals, LLC - Real Estate Rental - inv rel - Tunkhannock, PA - start: 11/2011 5)08/26/2019 - John Tosi - Coin collecting -non-inv rel - Dallas, PA 6) 10/1/2019 - Tosi Farms - Not Investment Related - 611 Lake Louise Road Dallas, PA 18612 - Other- Agriculture - Started 01/01/2008 - 1 Hour Per Month - Time Spent 1%. 7) 10/1/2019 - Bridge Street Rentals, LLC - Investment Related - 58 Bridge St Tunkhannock, PA 18657 - Real Estate Rental - Started 11/1/2011 - 1 Hour Per Month - Time Spent 1%. 8) 12/16/2020 - Candle Buzz LLC - Not Investment Related - Home Based - Other-Rep's Business - Start Date: 12/18/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Internet Sales.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-09-13
  • S66 Uniform Combined State Law Examination
    2001-09-13
Other Names
  • John Tossi

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