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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2019-10-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network Llc | Tunkhannock | PA | 05/2009 | 09/2019 |
| Lpl Financial Llc | Tunkhannock | PA | 10/2019 | Present |
1)08/26/2019 - Tosi Financial Group, LLC - Business Entity For Tax/Investment Purposes Only - inv rel - at reported business location(s) - start: 07/2007 2)08/26/2019 - Tosi Financial - DBA for LPL Business (entity for LPL business) - inv rel - at areported business location(s) - start: 10/2019 - 160 hr/mth 3) 08/26/2019 - Auburn Acres LLC - Real Estate Rental - inv rel - Meshoppen, PA 4)08/26/2019 - Center Street Rentals, LLC - Real Estate Rental - inv rel - Tunkhannock, PA - start: 11/2011 5)08/26/2019 - John Tosi - Coin collecting -non-inv rel - Dallas, PA 6) 10/1/2019 - Tosi Farms - Not Investment Related - 611 Lake Louise Road Dallas, PA 18612 - Other- Agriculture - Started 01/01/2008 - 1 Hour Per Month - Time Spent 1%. 7) 10/1/2019 - Bridge Street Rentals, LLC - Investment Related - 58 Bridge St Tunkhannock, PA 18657 - Real Estate Rental - Started 11/1/2011 - 1 Hour Per Month - Time Spent 1%. 8) 12/16/2020 - Candle Buzz LLC - Not Investment Related - Home Based - Other-Rep's Business - Start Date: 12/18/2020 - 2 Hours Per Month/0 Hours During Securities Trading - Internet Sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-09-13 |
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