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80 West Tioga Street, Tunkhannock, PA 18657 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-04-16 |
| PA | RA | APPROVED | 2018-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Federal Court Of The Middle District Of Pennsylvania | Scranton | PA | 08/2013 | 02/2017 |
| Stone House Investment Management, Llc | Tunkhannock | PA | 05/2018 | Present |
| Unemployed | Tunkhannock | PA | 03/2017 | 04/2018 |
1. Rock Ledge Quarries, LLC. - non-investment related; 233 Roosevelt Hwy Tunkhannock, PA 18657; quarry/rock crushing; member; 1 hour/month; June 2017; 0 hours during securities trading hours; duties - of counsel. 2. Law Office of Barbara R. Grimaud; not investment related; 69 Putnam Street, Tunkhannock PA, 18657; attorney; since 1/2018; devote 4 hours/week during trading hours to this business; devote 2 hours/week during non-trading hours to this business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-18 |
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